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ANNEX 1 Standardized form for reporting international transfers of conventional arms (exports)a


STANDARDIZED FORM FOR REPORTING INTERNATIONAL TRANSFERS OF CONVENTIONAL ARMS

Standardized form for reporting international transfers of conventional arms (exports)a


EXPORTS

Report of international conventional arms transfers

(according to United Nations General Assembly resolutions 46/36 L and 58/54)

Reporting country: United States of America

National point of contact: Office of Conventional Arms Threat Reduction, Bureau of International Security and Nonproliferation, U.S. Department of State

Phone: 1-202-647-2371 Fax: 1-202-647-4232 E-Mail: [email protected]

(Organization, Division/Section, telephone, fax, e-mail) (FOR GOVERNMENTAL USE ONLY)

Calendar year: 2011


A

B

C

Db

Eb

Remarksc

Category (I-VII)

Final Importer State(s)

Number of Items

State of Origin (if not Exporter)

Intermediate Location (if any)

Description of Item

Comments on the Transfer

I.

Battle Tanks

 

 

 

 

 

 

 

 

Egypt

31

 

 

M1A1 Tank

 

 

 

 

 

 

 

 

 

II.

Armored Combat Vehicles

 

 

 

 

 

 

 

 

Bahrain

100

 

 

M113A2 Armored Personnel Carrier

 

 

 

Iraq

68

 

 

M113A2 Armored Personnel Carrier

 

 

 

 

24

 

 

M577A2 Command Post Carrier

 

 

 

 

17

 

 

M1064 Mortar Carrier

 

 

 

Kuwait

5

 

 

ADVS Desert Chameleon Armored Vehicle

 

 

 

Morocco

86

 

 

M577A2

 

 

 

 

 

 

 

 

 

III.

Large-calibre artillery systems

 

 

 

 

 

 

 

 

Canada

25

 

 

M777 155mm Howitzer

 

 

 

Iraq

51

 

 

M198 155mm Howitzer

 

 

 

Lebanon

30

 

 

M198 155mm Howitzer

 

 

 

Saudi Arabia

18

 

 

M198 155mm Howitzer

 

 

 

 

 

 

 

 

 

IV.

Combat Aircraft

 

 

 

 

 

 

 

 

Germany

1

 

 

P-3C Aircraft

 

 

 

Morocco

7

 

 

F-16D Aircraft

 

 

 

 

6

 

 

F-16C Aircraft

 

 

 

Pakistan

7

 

 

F-16D Aircraft

 

 

 

 

7

 

 

F-16C Aircraft

 

 

 

Republic of Korea

2

 

 

F-15 Aircraft

 

 

 

Singapore

4

 

 

F-15 Aircraft

 

 

 

Turkey

3

 

 

F-16D Aircraft

 

 

 

United Arab Emirates

3

 

 

F-16 Aircraft

 

 

 

 

 

 

 

 

 

V.

Attack Helicopters

 

 

 

 

 

 

 

 

Thailand

2

 

 

MH-60S Helicopter

 

 

 

 

 

 

 

 

 

VI.

Warships

 

 

 

 

 

 

 

 

Nigeria

1

 

 

High Endurance Secretary Class Cutter

 

 

 

Pakistan

1

 

 

Guided Missile Frigate

 

 

 

Philippines

1

 

 

Hamilton Secretary Class Cutter

 

 

 

 

 

 

 

 

 

VII.

Missile and Missile Launchers

 

 

 

 

 

 

 

a)

 

 

 

 

 

 

 

 

Australia

11

 

 

Missiles/Torpedoes

 

 

 

Canada

4

 

 

ESSM

 

 

 

Chile

28

 

 

LAU-129 A/A Launchers

 

 

 

Denmark

2

 

 

MK41 Vertical Launch System

 

 

 

 

24

 

 

LAU-129 A/A Launchers

 

 

 

Germany

16

 

 

ESSM

 

 

 

Japan

10

 

 

Launcher/Missile

 

 

 

Pakistan

214

 

 

AIM-120C AMRAAM

 

 

 

Republic of Korea

1

 

 

Rolling Airframe Missile Launcher

 

 

 

 

66

 

 

SM-2 RIM-66G

 

 

 

 

2

 

 

84L Harpoon Missile

 

 

 

 

57

 

 

Harpoon Missile

 

 

 

Singapore

72

 

 

AIM-120C AMRAAM

 

 

 

Turkey

70

 

 

LAU-129A/A Launcher

 

 

 

 

50

 

 

SLAM-ER Missile

 

 

 

 

4

 

 

84-L2 Harpoon Missile

 

 

 

 

20

 

 

84-L3 Harpoon Missile

 

 

 

 

1

 

 

84-L1 Harpoon Missile

 

 

 

United Kingdom

24

 

 

RGM/UGM-109C Cruise Missile

 

 

 

 

 

 

 

 

 

 

b)

 

 

 

 

 

 

 

 

 

 

 

 

 

 












National criteria on transfers: (iii) Transfer of Title.

a b c d See explanatory notes.

The nature of information provided should be indicated in accordance with explanatory notes e and f.



Notes: (1) Additional information on transfers involving the U.S. can be found at http://www.state.gov/t/isn/unreg/.

(2) No data is included on Unmanned Aerial Vehicles (UAVs). This omission is done without prejudice to the issue of whether or not they are captured under the existing categories.


STANDARDIZED FORM FOR REPORTING INTERNATIONAL TRANSFERS OF CONVENTIONAL ARMS


Standardized form for reporting international transfers of conventional arms (imports)a


IMPORTS

Report of international conventional arms transfers

(according to United Nations General Assembly resolutions 46/36 L and 58/54)

Reporting country: United States of America

National point of contact: Office of Conventional Arms Threat Reduction, Bureau of International Security and Nonproliferation, U.S. Department of State

Phone: 1-202-647-2371 Fax: 1-202-647-4232 E-Mail: [email protected]

(Organization, Division/Section, telephone, fax, e-mail) (FOR GOVERNMENTAL USE ONLY)

Calendar year: 2011


A

B

C

Db

Eb

Remarksc

Category (I-VII)

Exporter State(s)

Number of Items

State of Origin (if not Exporter)

Intermediate Location (if any)

Description of Item

Comments on the Transfer

I.

Battle Tanks

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

II.

Armored Combat Vehicles


 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

III.

Large-calibre artillery systems

 

 

 

 

 

 

 

 

 

 

 

 

 

 

IV.

Combat Aircraft

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

V.

Attack Helicopters

 

 

 

 

 

 

 

 

 

 

 

 

 

 

VI.

Warships

 

 

 

 

 

 

 

 

 

 

 

 

 

 

VII.

Missile and Missile Launchers

 

 

 

 

 

 

 

a)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

b)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 



National criteria on transfers: iii) Transfer of Title.

a b c d See explanatory notes.

The nature of information provided should be indicated in accordance with explanatory notes e and f.



Notes: (1) Additional information on transfers involving the U.S. can be found at http://www.state.gov/t/isn/unreg/.

(2) No data is included on Unmanned Aerial Vehicles (UAVs). This omission is done without prejudice to the issue of whether or not they are captured under the existing categories.

Explanatory Notes


(a) Member States that do not have anything to report should file a "nil report" clearly stating that no exports or imports have taken place in any of the categories during the reporting period.


(b) International arms transfers involve, in addition to the physical movement of equipment into or from national territory, the transfer of title to and control over the equipment. Member States are invited to provide with their return a concise explanation of national criteria used to determine when an arms transfer becomes effective. (See paragraph 42 of the annex to document A/49/316.)


(c) In the "Remarks" column Member States may wish to describe the item transferred by entering the designation, type, model or any other information considered relevant. Member States may also wish to use the "Remarks" column to explain or clarify aspects relevant to the transfer.


(d) Multiple-launch rocket systems are covered by the definition of category III. Rockets qualifying for registration are covered under category VII. MANPADS should be reported if the MANPAD system is supplied as a complete unit, i.e. the missile and launcher/Grip Stock form an integral unit. In addition, individual launching mechanisms or grip-stocks should also be reported. Individual missiles, not supplied with a launching mechanism or grip stock need not be reported.


(e) Check any of the following provided as part of your submission: Check


(i) Annual report on exports of arms X_


(ii) Annual report on imports of arms X_


(iii) Available background information on military holdings X_


(iv) Available background information on procurement

through national production X_


(v) Available background information on relevant policies

and/or national legislation X_


(vi) Other (please describe) __


(f) When reporting transfers, which of the following criteria,

drawn from paragraph 42 of the annex to document A/49/316, were used:


(i) Departure of equipment from the exporter's territory __


(ii) Arrival of equipment in the importer's territory __


(iii) Transfer of title X_


(iv) Transfer of control __


(v) Others (please provide brief description below) __



Categories of equipment and their definitions



I. Battle tanks



Tracked or wheeled self-propelled armoured fighting vehicles with high cross-country mobility and a high-level of self-protection, weighing at least 16.5 metric tons unladen weight, with a high muzzle velocity direct fire main gun of at least 75 millimetres calibre.



II. Armoured combat vehicles



Tracked, semi-tracked or wheeled self-propelled vehicles, with armoured protection and cross-country capability, either: (a) designed and equipped to transport a squad of four or more infantrymen, or (b) armed with an integral or organic weapon of at least 12.5 millimetres calibre or a missile launcher.



III. Large-calibre artillery systems



Guns, howitzers, artillery pieces, combining the characteristics of a gun or a howitzer, mortars or multiple-launch rocket systems, capable of engaging surface targets by delivering primarily indirect fire, with a calibre of 75 millimetres and above.



IV. Combat aircraft



Fixed-wing or variable-geometry wing aircraft designed, equipped or modified to engage targets by employing guided missiles, unguided rockets, bombs, guns, cannons or other weapons of destruction, including versions of these aircraft which perform specialized electronic warfare, suppression of air defence or reconnaissance missions. The term “combat aircraft” does not include primary trainer aircraft, unless designed, equipped or modified as described above.



V. Attack helicopters



Rotary-wing aircraft designed, equipped or modified to engage targets by employing guided or unguided anti-armour, air-to-surface, air-to-subsurface, or air-to-air weapons and equipped with an integrated fire control and aiming system for these weapons, including versions of these aircraft which perform specialized reconnaissance or electronic warfare missions.

VI. Warships



Vessels or submarines armed and equipped for military use with a standard displacement of 750 metric tons or above, and those with a standard displacement of less than 750 metric tons, equipped for launching missiles with a range of at least 25 kilometres or torpedoes with similar range.



VII. Missiles and missile launchers



(a) Guided or unguided rockets, ballistic or cruise missiles capable of delivering a warhead or weapon of destruction to a range of at least 25 kilometres, and means designed or modified specifically for launching such missiles or rockets, if not covered by categories I through VI. For the purpose of the Register, this sub-category includes remotely piloted vehicles with the characteristics for missiles as defined above but does not include ground-to-air missiles.

(b) Man-Portable Air-Defence Systems (MANPADS).


Attachment B




AVAILABLE BACKGROUND INFORMATION ON MILITARY HOLDINGS

AND PROCUREMENT THROUGH NATIONAL PRODUCTION



The following information is for the United States of America in calendar year 2011 and is in terms of the same categories as used for Exports and Imports.


CATEGORY

Military Holdings

Procurement Through National Production

I. Battle Tanks

6,332

60

II. Armoured Combat Vehicles

20,318

743

III. Large Caliber Artillery Systems

6,200

398

IV. Combat Aircraft

3,480

65

V. Attack Helicopter

1,614

6

VI. Warship

287

6

VII. Missiles and Launchers

107,957

790



Attachment C






BACKGROUND INFORMATION



United Nations General Assembly Resolutions 46/36 L (paragraphs 10 and 18), 47/52 L (paragraph 5), and 49/75 C (paragraph 4) invite all Member States to provide background information on relevant policies, national arms import and export procedures, both as regards arms transfers and prevention of illicit arms transfers.


Accordingly, previous U.S. submissions contained such information, which continues to be relevant.


The U.S. considers that its transfers of military equipment occur at the time ownership title for the equipment is transferred between the U.S. and another country. The 2011 submission therefore includes equipment whose title was transferred during the 2011 calendar year.


The national point of contact for information related to the UN Register of Conventional Arms is the Office of Conventional Arms Threat Reduction, Bureau of International Security and Nonproliferation, U.S. Department of State. The phone number for this office is 1-202-647-2371, the fax number is 1-202-4232, and the E-mail address is [email protected].





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