MMC
Examination Scope Worksheet
Prepared by:
MMC
Examination Scope Worksheet
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Scope Summary and Areas of Risk:
Instructions: Check the yes/no box to indicate whether the examination scope will include the review process. Add explanatory comments
Examination Procedures |
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No |
Comments |
Administration |
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Exam Scheduling, Scoping, Management |
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Standard Exam Program |
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Subprime Exam Program (MEG) |
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Reverse Mortgage Exam Program (RMEGs) |
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Appraisal Review Program |
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Net Branching Exam Program |
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Financial Condition |
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Liquidity |
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Earning Performance |
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Capital Adequacy |
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Asset Quality |
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Market Risk |
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Management and Operations |
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Financial Condition |
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Regulatory Compliance |
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Consumer Contact/Origination |
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Underwriting |
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Third Party Risk |
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Underwriting |
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Employee Training Program |
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Business Plan |
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Consumer Complaints |
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Servicing |
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Secondary Market |
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Investment Lending |
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Compliance |
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State Mortgage Lending Act |
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State Mortgage Broker Act |
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State Anti-Predatory Lending Act |
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State Administrative Code |
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State Reverse Mortgage Act |
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State Mortgage Fraud Act |
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Equal Credit Opportunity Act |
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Truth-in-Lending Act |
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Fair Credit Reporting Act |
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Fair Housing Act |
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Real Estate Settlement Procedures Act |
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USA Patriot Act of 2001 |
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Gramm-leach-Bliley Act |
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Home Ownership Protection Act |
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Other Comments:
Scope Recommendations for Next Exam:
1/26/2011 Page
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